ICON Capital Group, LLC’s cover photo
ICON Capital Group, LLC

ICON Capital Group, LLC

Financial Services

Newport Beach, CA 166 followers

Specializing in creating custom financial solutions tailored for the capital needs of our clients.

About us

At ICON, we are committed to building enduring and mutually beneficial relationships with our clients by providing them with custom, flexible, and creative solutions designed to help them achieve their goals. The financial markets are dynamic. An ever-changing landscape, they can be turbulent and volatile. Having a steady hand to help you navigate these changes is key to your financial success. And knowing what paths to chart is key to arriving at your goals. At ICON, our years of practical experience make the difference. Let us show you what we can do.

Website
www.iconcapg.com
Industry
Financial Services
Company size
2-10 employees
Headquarters
Newport Beach, CA
Type
Privately Held
Founded
1974

Locations

  • Primary

    5 Upper Newport Plaza

    Suite 200

    Newport Beach, CA 92660, US

    Get directions

Employees at ICON Capital Group, LLC

Updates

  • ICON Capital Group's announcement as broker-dealer for The Sovereign Kingdom's Regulation Crowdfunding offering is now available on Yahoo Finance. The announcement highlights ICON's role in the offering and its commitment to helping companies navigate the capital-raising process. 📰 Read the full announcement: https://lnkd.in/gXzV5mYa #ICONCapitalGroup #TheSovereignKingdom #RegCF #CapitalRaising #PrivateMarkets

  • Making private-market investing more accessible shouldn't mean compromising investor protections. Recent advancements in financial technology are helping simplify how investors fund private-market investments through self-directed IRAs. New integrations aim to reduce administrative complexity, streamline documentation, and improve the funding experience for eligible investors. As a registered broker-dealer, ICON Capital Group welcomes innovations that improve private-market infrastructure while maintaining appropriate regulatory safeguards. However, easier access doesn't eliminate investment risks or change the requirements surrounding investor eligibility, retirement-account restrictions, custody, and compliance. Innovation and investor protection should move forward together. At ICON, we believe responsible access to private markets requires both operational efficiency and a commitment to regulatory standards. For additional information, see the industry announcement linked in the first comment. #ICONCapitalGroup #PrivateMarkets #CapitalFormation #InvestorEducation #SelfDirectedIRA

    • No alternative text description for this image
  • ICON Capital Group, LLC reposted this

    Thirty editions of French cinema in Hollywood. Discover the official selection of The American French Film Festival 2026. From November 3–8, TAFFF will bring 60 films and series to the DGA Theater Complex in Los Angeles, celebrating the breadth of contemporary French storytelling and three decades of creative exchange between France and the United States. This anniversary selection features 31 fiction features, 11 series, 4 documentaries and 14 short films, with highlights including: • 5 official submissions for the 2027 Academy Award for Best International Feature Film, representing France, Japan, Belgium, Romania and Morocco. • 19 films and series presented ahead of their release in France. • IN WAVES, directed by Phuong Mai Nguyen, opening the festival in association with Netflix Through premieres, conversations with filmmakers and industry gatherings, TAFFF connects French talent with American audiences and industry professionals, placing writers, directors, composers and their work at the center of the exchange. TAFFF is presented and produced by the The Franco-American Cultural Fund, a partnership of Directors Guild of America, Motion Picture Association, SACEM and Writers Guild of America West, in association with Film France-CNC. With thanks to our official partners Unifrance, Villa Albertine, the French Institute for Culture and Education and Consulate General of France in Los Angeles, and to all our sponsors for their support. November 3–8, 2026 | DGA Theater Complex, Los Angeles Explore the selection and book tickets: https://www.tafff.org Complimentary tickets are available for DGA, WGAW, SACEM and SAG-AFTRA members and one guest. All films are presented with English subtitles or in English.

    • No alternative text description for this image
    • No alternative text description for this image
  • ICON Capital Group, LLC reposted this

    More to come.

    View organization page for tZERO Group, Inc.

    19,314 followers

    tZERO Named a 2026 Info-Tech Innovator of the Year Award Winner tZERO’s transfer agent platform unifies traditional and tokenized share classes onto a single cap table with synchronized on-chain ownership records tZERO Group, Inc. (“tZERO”), the Infrastructure-as-a-Service company powering the tokenized economy, today announced it has been named a winner of the Innovator of the Year Award as part of the 2026 Info-Tech Awards. Presented by Info-Tech Research Group, a global IT research and advisory firm, the award recognizes organizations that have implemented innovative technology initiatives to solve business challenges, improve operational efficiency and deliver results. tZERO’s award centered on its transfer agent, developed to bring blockchain-based securities into the same process used to administer traditional shares. The platform connects to more than 20 blockchains and combines tokenization with established transfer agent functions, including ownership recordkeeping, compliance and corporate actions. “Transfer agency still relies heavily on batch files and manual reconciliation, and tokenization can end up adding another ledger to manage,” said Chris Russell, EVP, Chief Technology & Security Officer at tZERO. “We built our platform so the official shareholder register and blockchain record are one book, not two to reconcile. Traditional and tokenized share classes sit on the same cap table, with compliance and corporate actions built into the workflow.” Built as a modular platform with APIs, a white label platform, pluggable blockchain adapters and Halborn-audited smart contracts, the system processes standard transfer agent files on-chain with penny-level precision. It also automates certain corporate actions, including USDC dividend distributions and dividend reinvestment. Each record change is documented with before-and-after values, providing compliance teams with an audit trail. Issuers can manage cap tables, distributions and employee equity in one place, while investors and employees can access a self-service view of their holdings. By using industry-standard transfer agent formats, tZERO’s platform allows institutions to incorporate tokenized securities administration into existing workflows. Offered through tZERO’s Infrastructure-as-a-Service model, its transfer agent and tokenization capabilities can be integrated through APIs and white label solutions, allowing institutional partners to expand their digital asset services without building the underlying technology and regulatory infrastructure themselves. Read the full announcement: https://lnkd.in/gM_9meUs

    • No alternative text description for this image
  • ICON Capital Group, LLC reposted this

    Investor confidence should be built on facts, not manufactured urgency. Two recent SEC enforcement actions highlight the importance of accurate disclosures in private-market investing. The SEC alleges that investors were misled through artificial scarcity, misleading pricing claims, and inflated revenue and customer figures. While these cases involve allegations, they reinforce an important principle: Transparency and accountability are essential to investor protection. As a registered broker-dealer, ICON Capital Group emphasizes regulatory compliance, appropriate due diligence, and accurate offering-related communications. Claims about offering availability, pricing, and company performance should be supported by verifiable information, not pressure tactics or exaggerated projections. For issuers, credibility matters. For investors, reliable information supports informed decision-making. At ICON, responsible capital formation begins with transparency. For additional context, see the SEC enforcement announcements linked in the first comment. #ICONCapitalGroup #InvestorProtection #PrivateMarkets #CapitalFormation #BrokerDealer

    • No alternative text description for this image
  • Investor confidence should be built on facts, not manufactured urgency. Two recent SEC enforcement actions highlight the importance of accurate disclosures in private-market investing. The SEC alleges that investors were misled through artificial scarcity, misleading pricing claims, and inflated revenue and customer figures. While these cases involve allegations, they reinforce an important principle: Transparency and accountability are essential to investor protection. As a registered broker-dealer, ICON Capital Group emphasizes regulatory compliance, appropriate due diligence, and accurate offering-related communications. Claims about offering availability, pricing, and company performance should be supported by verifiable information, not pressure tactics or exaggerated projections. For issuers, credibility matters. For investors, reliable information supports informed decision-making. At ICON, responsible capital formation begins with transparency. For additional context, see the SEC enforcement announcements linked in the first comment. #ICONCapitalGroup #InvestorProtection #PrivateMarkets #CapitalFormation #BrokerDealer

    • No alternative text description for this image
  • ICON Capital Group, LLC reposted this

    What’s next for your startup? More funding? The right strategic partner? A path toward commercialization? The 2027 AUA Innovation Nexus Showcase was designed to help you get there. Startups from the idea stage through Post-Series A are invited to apply to pitch their innovations to a high-impact audience of investors, strategics, urologists, and industry leaders. Learn more & start your application today! ➡️ https://bit.ly/3RTmF5h #AUAInnovationNexus #Urology

  • ICON Capital Group, LLC reposted this

    A question came up on the Zeteo panel worth surfacing for every clinician evaluating AI in their workflow: what happens when the AI encounters a clinical habit that conflicts with the standard of care? Zeteo's co-founders were direct about the answer. Their system is built to avoid what they call the "sycophancy problem", the tendency of consumer AI models to simply agree with the user, even when that user's input conflicts with a published guideline or clear clinical standard. Rather than quietly absorbing outdated practice patterns, Zeteo's AI is designed to surface the correct information consistently, while leaving clinical discretion exactly where it belongs: with the physician. This distinction matters. An EHR-integrated AI layer is only as useful as it is accurate, and accuracy requires the system to hold its ground on evidence rather than defer to habit. Zeteo is already revenue-generating, cutting chart-prep time by 80% and reclaiming over an hour a day across communication, triage and care planning for physicians, nurses and PAs. Registering interest is a non-binding way to signal conviction toward Zeteo's $100K Testing the Waters goal. No financial transaction is required upfront, and the decision to increase, decrease or opt out remains entirely yours. Watch the full panel and register interest here: https://lnkd.in/dmZSmz-4 #MedTech #ClinicalAI #DigitalHealth #Urology Christopher Ballesteros Steven Kaplan Alexis Te Bilal Chughtai Dean Elterman, Mark Stevenson Jack Barkin

  • ICON Capital Group, LLC reposted this

    Interested in raising capital for your company, project or investment fund? Red Rock Securities Law prepares SEC Regulation D, "Direct Issuance" Regulation CF and Regulation A offerings for our clients. With our integrated investor raise portal technology - we provide the legal acumen and the technology to prepare your securities offering and manage the administration your raise. Call us today to discuss your planned raise! (720) 586-8610

    • No alternative text description for this image

Similar pages