Prosecutors' Sentencing Memo for Mark Kurland

Federal prosecutors' sentencing memorandum regarding Mark Kurland, the hedge fund co-founder who pleaded guilty to insider trading in the Galleon Group case.

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Reads: 14

Lazard's Contract With Treasury Dept. for a G.M...

Lazard's contract with the Treasury Department to advise the government on a potential initial public offering of General Motors.

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Reads: 109

C.F.T.C.-S.E.C. Preliminary Findings on Flash C...

The preliminary findings of the Commodity Futures Trading Commission and the Securities and Exchange Commission on the market disruptions on May 6, 2010.

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Reads: 214

CME Group Report on the Flash Crash

Report by the CME Group into the "flash crash" of earlier this month, absolving controversial trading practices like high-frequency trading of blame.

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Reads: 468

Anil Kumar's $2.8 million Settlement With the S...

Anil Kumar's settlement with the Securities and Exchange Commission, including a settlement worth nearly $2.8 million.

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Reads: 1,532

Cuomo Lawsuit Against Ivy Asset Management

Lawsuit by Attorney General Andrew M. Cuomo of New York against a Bank of New York Mellon unit, alleging that the business failed to warn investors about their investments in the Bernard Madoff Pon...

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Reads: 934

Brochure for Auction of Scott Rothstein Luxury ...

Brochure for June 3 auction of assets belonging to Scott Rothstein, the South Florida lawyer convicted of running a massive Ponzi scheme.

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Reads: 2,149

Kaufman-Warner Letter on Wall St.'s Wild Trading

Letter from Senators Ted Kaufman and Mark R. Warner to Senator Christopher J. Dodd about Thursday's wild trading on Wall Street.

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Reads: 445

Rajartnam Motion to Suppress Wiretaps

Motion by lawyers for Raj Rajaratnam to suppress the government's wiretap evidence against him as part of his defense against insider trading charges.

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Reads: 263

Volcker's Letter on Derivatives Proposal

Letter from Paul A. Volcker, the former Federal Reserve chairman, to Senator Christopher J. Dodd, chairman of the Senate Banking Committee.

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Reads: 701

Jerry Brown Order to Freeze Assets

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Reads: 316

Yucaipa Lawsuit Against Barnes & Noble Over Poi...

Lawsuit by the Yucaipa Companies, Ron Burkle's investment firm, against Barnes & Noble over the bookseller's implementation of a shareholder rights plan, or poison pill.

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Reads: 471

California Attorney General Lawsuit Against Cal...

Lawsuit by California Attorney General Jerry Brown against two former employees of Calpers, alleging an illegal pay-for-play system to win business from the giant public pension fund.

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Reads: 356

2008 Report on Risk Management for Bear Stearns

2008 report by Oliver Wyman on risk management for Bear Stearns.

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Reads: 3,699

S.E.C. Risk Management Reports

The Securities and Exchange Commission's risk management reports from 2006-2007.

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Reads: 573

2007 Bear Stearns Fixed Income Overview

Bear Stearns fixed income overview for investor day on March 29, 2007.

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Reads: 376

Minutes of Bear Stearns Board Meeting

Minutes of the Bear Stearns Board meeting on Jan. 10, 2007.

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Reads: 482

General Growth Properties Reaffirmation of Broo...

General Growth Properties court filing reaffirming its choice of a plan by Brookfield Asset Management as the "stalking-horse" ; bid for its bankruptcy reorganization plan.

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Reads: 543

Prepared Remarks of Goldman Sachs' Michael Swenson

Written testimony of Michael Swenson, an executive in Goldman Sachs's now-controversial mortgage trading unit. He is set to testify on April 27 before a Senate panel.

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Reads: 959

Prepared Remarks of Goldman Sachs' Fabrice Tourre

Written testimony of Fabrice Tourre, the Goldman Sachs executive at the center of allegations that the firm defrauded investors in a mortgage-linked security. He is set to testify on April 27 befor...

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Reads: 1,209